SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0287 |
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0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
SYPRIS SOLUTIONS INC
[ SYPR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
06/12/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Option (Right to Buy) |
$8
|
06/12/2007 |
|
D |
|
|
2,293 |
07/02/2001 |
07/01/2011 |
Common Stock |
2,293 |
|
0 |
D |
|
| Option (Right to Buy) |
$8.35
|
06/12/2007 |
|
D |
|
|
3,194 |
10/01/2006 |
09/30/2016 |
Common Stock |
3,194 |
|
0 |
D |
|
| Option (Right to Buy) |
$8.75
|
06/12/2007 |
|
D |
|
|
1,749 |
10/02/2000 |
10/01/2010 |
Common Stock |
1,749 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.13
|
06/12/2007 |
|
D |
|
|
10,000 |
06/24/1998 |
06/23/2008 |
Common Stock |
10,000 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.19
|
06/12/2007 |
|
D |
|
|
1,897 |
06/28/1999 |
06/27/2009 |
Common Stock |
1,897 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.3
|
06/12/2007 |
|
D |
|
|
6,000 |
04/29/2003 |
04/28/2013 |
Common Stock |
6,000 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.43
|
06/12/2007 |
|
D |
|
|
3,151 |
04/01/2006 |
03/31/2016 |
Common Stock |
3,151 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.45
|
06/12/2007 |
|
D |
|
|
3,559 |
07/01/2006 |
06/30/2016 |
Common Stock |
3,559 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.63
|
06/12/2007 |
|
D |
|
|
1,275 |
09/27/1999 |
09/26/2009 |
Common Stock |
1,275 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.63
|
06/12/2007 |
|
D |
|
|
10,000 |
05/02/2000 |
05/01/2010 |
Common Stock |
10,000 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.98
|
06/12/2007 |
|
D |
|
|
3,009 |
12/31/2005 |
12/30/2015 |
Common Stock |
3,009 |
|
0 |
D |
|
| Option (Right to Buy) |
$9.98
|
06/12/2007 |
|
D |
|
|
6,000 |
12/31/2005 |
12/30/2015 |
Common Stock |
6,000 |
|
0 |
D |
|
| Option (Right to Buy) |
$10
|
06/12/2007 |
|
D |
|
|
1,441 |
10/01/2001 |
09/30/2011 |
Common Stock |
1,441 |
|
0 |
D |
|
| Option (Right to Buy) |
$10
|
06/12/2007 |
|
D |
|
|
1,530 |
03/27/2000 |
03/26/2010 |
Common Stock |
1,530 |
|
0 |
D |
|
| Option (Right to Buy) |
$10.01
|
06/12/2007 |
|
D |
|
|
6,000 |
04/26/2005 |
04/25/2015 |
Common Stock |
6,000 |
|
0 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
2,597 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
2,597 |
|
2,597 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
4,703 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
4,703 |
|
4,703 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
1,691 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
1,691 |
|
1,691 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
4,831 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
4,831 |
|
4,831 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
1,358 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
1,358 |
|
1,358 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
7,205 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
7,205 |
|
7,205 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
4,375 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
4,375 |
|
4,375 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
4,980 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
4,980 |
|
4,980 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
920 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
920 |
|
920 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
8,246 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
8,246 |
|
8,246 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
4,046 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
4,046 |
|
4,046 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
8,069 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
8,069 |
|
8,069 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
1,425 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
1,425 |
|
1,425 |
D |
|
| Option (Right to Buy) |
$7.9
|
06/12/2007 |
|
A |
|
1,187 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
1,187 |
|
1,187 |
D |
|
| Option (Right to Buy |
$7.9
|
06/12/2007 |
|
A |
|
7,803 |
|
05/14/2007 |
05/13/2011 |
Common Stock |
7,803 |
|
7,803 |
D |
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| Explanation of Responses: |
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| Remarks: |
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Andrea J. Luescher by Power of Attorney filed with this submission |
06/13/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd142228_160249.html
Know all by these presents, that the undersigned hereby constitutes and appoints each of
Anthony C. Allen, Andrea J. Luescher and John R. McGeeney, signing singly, the undersigned's
true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer
and/or director of Sypris Solutions, Inc. (the "Company"), Forms 3, 4 and 5 in accordance
with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file
such file with the United States Securities Exchange Commission and any stock exchange
or similar authority; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in
the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such attorney-in-fact may
approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to
do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done
in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes
as the undersigned might or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's
substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier revoked by the undersigned in
a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 5th day of February, 2007.
/s/ Robert Sroka
Signature
Robert Sroka
Print Name
